Institutional Ownership Stats

Institutional Ownership is one very important way to analyze how a stock will perform in the future. Here's a good article weighing the pros and cons of institutional ownership.

The table below is a summary of the mean, median and true PPS (Price Per Share) the institutions have paid in the current and last quarter. Most institutes hedge their bets both ways to protect the investment. The do so by buying puts and calls for a stock as well, apart from stock ownership.

Quarter Institute Count Mean PPS Median PPS True Value PPS
Current Quarter 621 52.00 16.89 19.79
Previous Quarter 628 22.00 22.07 22.01

Institutional Ownership Counts

The table below is summary data with links to individual listing tables below to indicate if new institutes bought in, sold out, averaged down, averaged up etc. This is a critical piece of data to analyze what the money flow is in quarter and past week.

Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Current Quarter 36 153 425 14 159 160
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Current Quarter 0 3 0 1 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Current Quarter 1 2 1 0 2 0
Time New Institutions Out Averaged Down Averaged Up Added Shares Reduced Shares
Past Week 9 5 102 1 21 39
Time New Puts New Calls New Short Deleted Puts Deleted Calls Deleted Short
Past Week 0 0 0 0 0 0
Time Increased Puts Increased Calls Increased Short Reduced Puts Reduced Calls Reduced Short
Past Week 0 0 1 0 0 0

BlackRock and Vanguard Ownership Stats

BlackRock and Vanguard are the two largest institutional investors in the world. The table below is an indicator of how much of the company stock they own.

BlackRock Vanguard
Quarter Shares % Ownership PPS Shares % Ownership PPS
Current Quarter 5,943,489 0.00 0.00 9,260,333 0.00 0.00
Previous Quarter 10,881 0.00 0.00 9,108,905 0.00 0.00

Current Quarter Top 20 Holding Institutes

This is a snapshot of the top 20 institutes by share count holding stock in the company for the current quarter

Name Shares PPS
MBX Capital LLC 7,831,798
DIMENSIONAL FUND ADVISORS LP 6,344,796
BlackRock Inc. 5,932,608
Vanguard Group Inc 4,747,924 16.89
Darsana Capital Partners LP 4,570,011
VANGUARD GROUP INC 4,548,835
Darsana Capital Partners LP 4,140,863 16.89
Retirement Systems of Alabama 4,126,750 16.89
Channing Capital Management, LLC 3,529,717 16.89
Clearbridge Investments, LLC 3,393,083 16.89
Millennium Management Llc 3,207,464 16.89
Lsv Asset Management 2,977,049 16.89
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,474,378 16.89
UBS Group AG 2,391,282 16.89
Baupost Group Llc/ma 2,260,000 16.89
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 2,010,667 18.52
IWM - iShares Russell 2000 ETF 1,968,954 16.89
State Street Corp 1,906,659 16.89
Boston Partners 1,700,518 17.10
New York State Common Retirement Fund 1,521,542 16.89

Previous Quarter Top 20 Holding Institutes

The table below is top 20 listing of institutes holding stock of the company in the previous quarter.

Name Shares PPS
Dimensional Fund Advisors Lp 6,217,148 22.07
Vanguard Group Inc 4,646,405 22.07
Retirement Systems of Alabama 4,126,750 22.07
Clearbridge Investments, LLC 3,328,715 22.07
Lsv Asset Management 3,234,500 22.07
Channing Capital Management, LLC 3,095,584 22.07
UBS Group AG 2,898,862 22.07
Fuller & Thaler Asset Management, Inc. 2,862,072 22.07
FTHNX - Fuller & Thaler Behavioral Small-Cap Equity Fund Investor Shares 2,678,975 22.07
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,453,293 22.07
Goldman Sachs Group Inc 2,311,553 22.07
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 2,081,612 20.85
State Street Corp 1,964,046 22.07
IWM - iShares Russell 2000 ETF 1,938,029 22.07
Boston Partners 1,682,586 21.98
Geode Capital Management, Llc 1,519,099 22.07
New York State Common Retirement Fund 1,461,669 22.07
Victory Capital Management Inc 1,374,100 21.75
Baupost Group Llc/ma 1,290,916 22.07
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,186,630 22.07

 

Recent Quarter Analysis

Name Shares PPS
MBX Capital LLC 7,831,798
DIMENSIONAL FUND ADVISORS LP 6,344,796
VANGUARD GROUP INC 4,548,835
IWO - iShares Russell 2000 Growth ETF 282,516 16.89
Bridgewater Associates, LP 198,460 16.89
SCUVX - Hartford Schroders US Small Cap Opportunities Fund Class A 84,672 18.52
Graham Capital Management, L.P. 76,545 16.88
GCSIX - Goldman Sachs Small Cap Equity Insights Fund Institutional 59,944 18.52
Zacks Investment Management 51,620 16.89
Hgk Asset Management Inc 37,224 16.90
AIEQ - AI Powered Equity ETF 33,912 16.90
Etf Managers Group, Llc 33,912 17.13
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 27,744 16.90
Mirae Asset Global Investments Co., Ltd. 25,415 16.88
RYLD - Global X Russell 2000 Covered Call ETF 24,245 18.52
D. E. Shaw & Co., Inc. 23,873 16.88
New York Life Investment Management Llc 21,130 16.90
State Of Wisconsin Investment Board 20,010 16.89
CSML - IQ Chaikin U.S. Small Cap ETF 18,471 18.52
PEZ - Invesco DWA Consumer Cyclicals Momentum ETF 18,440 18.55
Name Shares PPS
AVFIX - American Beacon Small Cap Value Fund Institutional Class 541,705 20.85
Hillcrest Asset Management LLC 524,947 20.16
Group One Trading, L.p. 443,200 22.07
Simplex Trading, Llc 338,500 22.07
Susquehanna International Group, Llp 322,100 22.07
Jane Street Group, Llc 229,400 22.07
Lombard Odier Asset Management (USA) Corp 210,000 22.07
Granahan Investment Management Inc/ma 208,267 22.07
Connacht Asset Management LP 152,300 22.07
State of New Jersey Common Pension Fund D 123,037 22.07
PBQAX - PGIM Jennison Blend Fund Class A 80,208 23.43
CZMSX - Multi-Manager Small Cap Equity Strategies Fund Institutional Class 73,539 23.43
Advanced Series Trust - Ast Qma U.s. Equity Alpha Portfolio 65,600 22.82
AVUV - Avantis U.S. Small Cap Value ETF 64,627 23.43
Delphi Management Inc /ma/ 51,713 20.17
Springowl Associates Llc 51,000 22.82
Sound Point Capital Management, LP 47,757 20.16
Qube Research & Technologies Ltd 44,085 22.07
TQSMX - T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund 40,267 22.08
Thrivent Financial For Lutherans 36,148 22.08
Campbell & CO Investment Adviser LLC 33,858 22.06
MRSNX - BMO Small-Cap Value Fund Class I 31,998 20.63
Wellington Management Group Llp 28,046 22.07
REBYX - U.S. Small Cap Equity Fund Class Y 18,902 20.84
NWHDX - Nationwide Bailard Cognitive Value Fund Class A 18,061 20.87
ProShare Advisors LLC 16,030 22.08
MQS Management LLC 15,264 22.08
Truist Financial Corp 14,694 22.12
SPSCX - Sterling Capital Behavioral Small Cap Value Equity Fund INSTITUTIONAL SHARES 14,595 22.06
Golden Green, Inc. 12,603 22.06
Saddle Point Management, L.P. 12,495 22.09
CIBC Private Wealth Group, LLC 11,201 22.05
55i, Llc 11,107 22.06
Hsbc Holdings Plc 9,954 22.20
Nicolet Advisory Services, Llc 9,800 21.02
Sonora Investment Management, LLC 7,500 22.80
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 3,844 22.11
FSMD - Fidelity Small-Mid Factor ETF 3,087 20.73
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 3,002 21.99
Counterpoint Mutual Funds LLC 3,002 21.99
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 2,516 22.26
DTSVX - Small Company Value Portfolio Investment Class 2,055 21.90
Prospera Financial Services Inc 2,000 22.00
Strs Ohio 1,600 21.88
Bbva Usa 1,000 22.00
SUNAMERICA SERIES TRUST - SA Schroders VCP Global Allocation Portfolio Class 3 831 20.46
FTDS - First Trust Total US Market AlphaDEX ETF 618 22.65
TCI Wealth Advisors, Inc. 539 22.26
Northwest Investment Counselors, Llc 435 22.99
AFSM - First Trust Active Factor Small Cap ETF 314 22.29
ASGAX - AllianzGI Global Dynamic Allocation Fund Class A 233 21.46
Berman Capital Advisors, LLC 223 22.42
Lazard Asset Management Llc 172 17.44
Tcwp Llc 109 18.35
Tarbox Family Office, Inc. 60 16.67
Glassman Wealth Services 37 27.03
Toronto Dominion Bank 10
Cordant, Inc. 7
FSTBX - FEDERATED GLOBAL ALLOCATION FUND Class A Shares 1
DTSGX - Small Company Growth Portfolio Investment Class
Advisory Services Network, LLC
VSTCX - Vanguard Strategic Small-Cap Equity Fund Investor Shares
FSCDX - Fidelity Advisor Small Cap Fund Class A
Alpha Paradigm Partners, LLC
Ergoteles LLC
PFM Multi-Manager Series Trust - PFM Multi-Manager Domestic Equity Fund Institutional Class
Fred Alger Management, Llc
O'shaughnessy Asset Management, Llc
WorthPointe, LLC
Arrowstreet Capital, Limited Partnership
VSSCX - JPMorgan Small Cap Core Fund Class R5
Aigen Investment Management, Lp
Maven Securities LTD
Axa S.a.
Man Group plc
Jacobs Levy Equity Management, Inc
Virginia Retirement Systems Et Al
XTX Topco Ltd
Cascade Investment Advisors, Inc.
SQLV - Legg Mason Small-Cap Quality Value ETF
State of Tennessee, Treasury Department
Cypress Capital, LLC
GSCYX - SMALL CAP EQUITY FUND Institutional
DCM Advisors, LLC
Norges Bank
M&g Investment Management Ltd
Eaton Vance Management
COPLX - Copley Fund Inc /nv/
Proequities, Inc.
Voloridge Investment Management, Llc
Brandywine Global Investment Management, LLC
John Hancock Funds II - Strategic Equity Allocation Fund Class NAV
BFOR - Barron's 400 ETF
Lountzis Asset Management, Llc
Verition Fund Management LLC
Advisor Resource Council
ISCG - iShares Morningstar Small-Cap Growth ETF
ADVANCED SERIES TRUST - AST AllianzGI World Trends Portfolio
TISEX - TIAA-CREF Quant Small-Cap Equity Fund Institutional Class
Zeno Research, LLC
KBC Group NV
Dark Forest Capital Management Lp
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Company Fund Class I
Gladius Capital Management LP
Bank Of Montreal /can/
VANGUARD VARIABLE INSURANCE FUNDS - Small Company Growth Portfolio
Oppenheimer & Co Inc
FLDFX - BALANCED FUND Retail Class
GENIX - Gotham Enhanced Return Fund Institutional Class
GARIX - Gotham Absolute Return Fund Institutional Class
Gotham Asset Management, LLC
Pinnacle Associates Ltd
Hancock Whitney Corp
Jennison Associates Llc
Jacobi Capital Management LLC
IronBridge Private Wealth, LLC
FLFGX - GLOBAL ALLOCATION FUND Retail Class
FSSFX - Fidelity Advisor Series Small Cap Fund
FLMFX - MUIRFIELD FUND Retail Class
Cambridge Trust Co
Quantbot Technologies LP
Alps Advisors Inc
Exos Asset Management LLC
Godsey & Gibb Associates
MPSSX - BNY Mellon Small Cap Multi-Strategy Fund Class M Shares
TILDX - DCM/INNOVA High Dividend Income Innovation Fund
RIFBX - U.S. Small Cap Equity Fund
TPWCX - TIAA-CREF Social Choice Low Carbon Equity Fund Premier Class
Meeder Asset Management Inc
Aqr Capital Management Llc
Stephens Inc /ar/
Harel Insurance Investments & Financial Services Ltd.
Gsa Capital Partners Llp
FLSPX - SPECTRUM FUND Retail Class
FLDOX - MODERATE ALLOCATION FUND Retail Class
FORA Capital, LLC
PDT Partners, LLC
HighTower Advisors, LLC
SWSCX - Schwab Small-Cap Equity Fund
State of Wyoming
CSCVX - CornerCap Small-Cap Value Fund Investor Shares
NATIONWIDE VARIABLE INSURANCE TRUST - NVIT Multi-Manager Small Cap Value Fund Class I
FLDGX - DYNAMIC ALLOCATION FUND Retail Class
FLRUX - CONSERVATIVE ALLOCATION FUND Retail Class
DEEP - Roundhill Acquirers Deep Value ETF
TLEQX - Small-Cap Equity Fund
Tudor Investment Corp Et Al
Maverick Capital Ltd
Parametrica Management Ltd
TEEAX - RBC Small Cap Core Fund A Shares
Snowden Capital Advisors LLC
Bailard, Inc.
Cornercap Investment Counsel Inc
Name Current Shares Current PPS Previous Shares Previous PPS
BlackRock Inc. 5,932,608 756 21.16
Vanguard Group Inc 4,747,924 16.89 4,646,405 22.07
Darsana Capital Partners LP 4,570,011 915,863 22.07
Retirement Systems of Alabama 4,126,750 16.89 4,126,750 22.07
Channing Capital Management, LLC 3,529,717 16.89 3,095,584 22.07
Clearbridge Investments, LLC 3,393,083 16.89 3,328,715 22.07
Millennium Management Llc 3,207,464 16.89 1,088,853 22.07
Lsv Asset Management 2,977,049 16.89 3,234,500 22.07
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,474,378 16.89 2,453,293 22.07
UBS Group AG 2,391,282 16.89 2,898,862 22.07
Baupost Group Llc/ma 2,260,000 16.89 1,290,916 22.07
DFSVX - U.s. Small Cap Value Portfolio - Institutional Class 2,010,667 18.52 2,081,612 20.85
IWM - iShares Russell 2000 ETF 1,968,954 16.89 1,938,029 22.07
State Street Corp 1,906,659 16.89 1,964,046 22.07
Boston Partners 1,700,518 17.10 1,682,586 21.98
New York State Common Retirement Fund 1,521,542 16.89 1,461,669 22.07
Geode Capital Management, Llc 1,481,777 16.89 1,519,099 22.07
Victory Capital Management Inc 1,254,256 16.89 1,374,100 21.75
Citadel Advisors Llc 1,216,596 16.89 767,267 22.07
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,200,954 16.89 1,186,630 22.07
Name Current Shares Current PPS Previous Shares Previous PPS
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 232,534 18.52 0
ExodusPoint Capital Management, LP 160,738 16.89 0
Dynamic Technology Lab Private Ltd 134,915 16.89 0
Marshall Wace, Llp 36,212 16.87 0
Wolverine Trading, Llc 15,000 17.13 0
Heritage Wealth Management, Llc 14,315 16889.56 7,343 22.06
Janney Montgomery Scott LLC 13,531 16.92 0
OMFS - Invesco Russell 2000(R) Dynamic Multifactor ETF 10,945 19.74 0
First Horizon Advisors, Inc. 2,316 16.84 0
Signaturefd, Llc 298 16.78 0
Private Capital Group, LLC 111 18.02 61 16.39
Parallel Advisors, LLC 60 16.67 9
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 57 17.54 59 16.95
Aua Capital Management, Llc 37 27.03 156 19.23
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
BlackRock Inc. 5,931,852 5,932,608 756 21.16 784636.51
Darsana Capital Partners LP 3,654,148 4,570,011 915,863 22.07 398.98
Millennium Management Llc 2,118,611 3,207,464 16.89 1,088,853 22.07 194.57
Baupost Group Llc/ma 969,084 2,260,000 16.89 1,290,916 22.07 75.07
DFSTX - U.s. Small Cap Portfolio - Institutional Class 662,965 677,605 18.52 14,640 19.88 4528.45
Schroder Investment Management Group 662,746 736,312 17.14 73,566 21.99 900.89
DFSCX - U.s. Micro Cap Portfolio - Institutional Class 582,236 596,599 18.52 14,363 19.84 4053.72
American Financial Group Inc 568,797 740,297 16.89 171,500 22.07 331.66
Citadel Advisors Llc 449,329 1,216,596 16.89 767,267 22.07 58.56
Balyasny Asset Management Llc 438,996 810,442 16.89 371,446 22.07 118.19
Channing Capital Management, LLC 434,133 3,529,717 16.89 3,095,584 22.07 14.02
Penn Capital Management Co Inc 264,578 869,945 16.89 605,367 23.68 43.71
Tributary Capital Management, LLC 245,863 918,882 16.89 673,019 22.07 36.53
GSATX - Goldman Sachs Small Cap Value Insights Fund Class A 232,534 232,534 18.52 0 0.00
DFQTX - U.s. Core Equity 2 Portfolio - Institutional Class 208,193 211,353 18.52 3,160 19.94 6588.39
Hrt Financial Lp 196,743 205,809 16.89 9,066 22.06 2170.12
FOSCX - Small Company Fund Institutional 162,323 614,338 16.89 452,015 22.07 35.91
ExodusPoint Capital Management, LP 160,738 160,738 16.89 0 0.00
Alphacrest Capital Management Llc 137,984 150,914 16.89 12,930 22.04 1067.16
Dynamic Technology Lab Private Ltd 134,915 134,915 16.89 0 0.00
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
Dimensional Fund Advisors Lp 6,121,983 95,165 15.84 6,217,148 22.07 -98.47
Fuller & Thaler Asset Management, Inc. 2,180,441 681,631 16.89 2,862,072 22.07 -76.18
FTHNX - Fuller & Thaler Behavioral Small-Cap Equity Fund Investor Shares 2,045,039 633,936 16.89 2,678,975 22.07 -76.34
Goldman Sachs Group Inc 1,203,724 1,107,829 16.89 2,311,553 22.07 -52.07
UBS Group AG 507,580 2,391,282 16.89 2,898,862 22.07 -17.51
Macquarie Group Ltd 433,341 708,545 16.89 1,141,886 22.07 -37.95
IWN - iShares Russell 2000 Value ETF 368,212 497,090 16.89 865,302 22.07 -42.55
Ameriprise Financial Inc 335,005 38,150 16.88 373,155 22.07 -89.78
Fmr Llc 298,854 234,974 16.89 533,828 22.07 -55.98
Bank Of America Corp /de/ 280,232 198,682 16.89 478,914 22.07 -58.51
Susquehanna International Group, Llp 261,057 61,043 16.89 322,100 22.07 -81.05
Lsv Asset Management 257,451 2,977,049 16.89 3,234,500 22.07 -7.96
WSGRX - Ivy Small Cap Growth Fund Class R 241,421 542,403 16.89 783,824 22.07 -30.80
Walleye Trading LLC 236,296 9,304 16.87 245,600 22.07 -96.21
Jpmorgan Chase & Co 163,781 924,676 16.89 1,088,457 22.07 -15.05
Victory Capital Management Inc 119,844 1,254,256 16.89 1,374,100 21.75 -8.72
BPRRX - Boston Partners Long/Short Research Fund Investor Class 106,256 187,078 19.72 293,334 23.43 -36.22
Boothbay Fund Management, Llc 97,578 122,833 16.89 220,411 22.07 -44.27
Prudential Financial Inc 91,069 490,527 16.89 581,596 22.07 -15.66
VSCVX - Victory Integrity Small-Cap Value Fund Class A 82,235 613,065 16.89 695,300 22.07 -11.83
Name Current Puts
Name Current Calls
Centiva Capital, LP 250,000
Caption Management, LLC 125,000
Parallax Volatility Advisers, L.P. 125,000
Name
Name Previous Puts
Connacht Asset Management LP 152,300
Name Previous Calls
Name

 

Name Increased Puts Current Puts Previous Puts Percentage Increase
PEAK6 Investments LLC 36,000 258,100 222,100 16.21
Name Increased Calls Current Calls Previous Calls Percentage Increase
Cutler Group LP 2,399 3,000 601 399.17
Wolverine Trading, Llc 15,000 15,000 0 0.00
Name
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
Name Reduced Puts Current Puts Previous Puts Percent Decrease
Name Reduced Calls Current Calls Previous Calls Percentage Decrease
Group One Trading, L.p. 428,400 14,800 443,200 -96.66
Simplex Trading, Llc 334,700 3,800 338,500 -98.88
Name

Past Week Analysis

Name Shares PPS
IWO - iShares Russell 2000 Growth ETF 282,516 16.89
AIEQ - AI Powered Equity ETF 33,912 16.90
SEASONS SERIES TRUST - SA Multi-Managed Small Cap Portfolio Class 1 27,744 16.90
Prelude Capital Management, Llc 10,950 16.89
Stock Yards Bank & Trust Co 10,000 16.90
FECGX - Fidelity Small Cap Growth Index Fund 8,930 16.91
EQ ADVISORS TRUST - EQ/Morgan Stanley Small Cap Growth Portfolio Class IB 6,099 16.89
BBGSX - Bridge Builder Small/Mid Cap Growth Fund 4,925 16.85
PACIFIC SELECT FUND - PD Small-Cap Growth Index Portfolio Class P 2,130 16.90
Name Shares PPS
THRIVENT SERIES FUND INC - Thrivent Moderately Conservative Allocation Portfolio Class A 2,516 22.26
ASGAX - AllianzGI Global Dynamic Allocation Fund Class A 233 21.46
MASTER INVESTMENT PORTFOLIO - Active Stock Master Portfolio Active Stock Portfolio 3,844 22.11
TQSMX - T. Rowe Price QM U.S. Small & Mid-Cap Core Equity Fund 40,267 22.08
CPAEX - Counterpoint Tactical Equity Fund Class A Shares 3,002 21.99
Name Current Shares Current PPS Previous Shares Previous PPS
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 2,474,378 16.89 2,453,293 22.07
IWM - iShares Russell 2000 ETF 1,968,954 16.89 1,938,029 22.07
VEXMX - Vanguard Extended Market Index Fund Investor Shares 1,200,954 16.89 1,186,630 22.07
SHFVX - ClearBridge All Cap Value Fund Class A 750,000 16.89 750,000 22.07
FTHNX - Fuller & Thaler Behavioral Small-Cap Equity Fund Investor Shares 633,936 16.89 2,678,975 22.07
VSCVX - Victory Integrity Small-Cap Value Fund Class A 613,065 16.89 695,300 22.07
WSGRX - Ivy Small Cap Growth Fund Class R 542,403 16.89 783,824 22.07
IWN - iShares Russell 2000 Value ETF 497,090 16.89 865,302 22.07
PSOPX - JPMorgan Small Cap Value Fund Class I 328,600 16.89 321,200 22.07
EQ ADVISORS TRUST - 1290 VT GAMCO Small Company Value Portfolio Class IA 319,300 16.89 319,300 22.07
HSGFX - Hussman Strategic Growth Fund 200,000 16.89 200,000 22.07
LSSCX - Loomis Sayles Small Cap Value Fund Institutional Class 195,377 16.89 195,377 22.07
VSFAX - Federated Clover Small Value Fund Class A Shares 192,161 16.89 192,161 22.07
QCSCRX - Social Choice Account Class R1 162,479 16.89 162,479 22.07
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 151,235 16.89 146,523 22.07
NOSGX - Northern Small Cap Value Fund 138,755 16.89 140,535 22.07
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 133,366 16.89 133,161 22.07
SBVAX - ClearBridge Small Cap Value Fund Class A 130,850 16.89 114,250 22.07
EQ ADVISORS TRUST - EQ/2000 Managed Volatility Portfolio Class IB 114,578 16.89 114,578 22.07
Brighthouse Funds Trust II - Loomis Sayles Small Cap Core Portfolio Class A 107,130 16.89 107,130 22.07
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 104,389 16.89 97,441 22.07
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 97,700 16.89 106,000 22.07
EES - WisdomTree U.S. SmallCap Fund N/A 89,741 16.89 97,150 22.07
ITOT - iShares Core S&P Total U.S. Stock Market ETF 89,512 16.89 82,015 22.07
TETAX - RBC Enterprise Fund A Shares 88,962 16.89 88,962 22.07
STSVX - BNY Mellon Small Cap Value Fund Class I 88,277 16.89 88,277 22.07
WMMAX - Teton Westwood Mighty Mites Fund Class A 86,293 15.83 86,293 20.56
OASVX - Optimum Small-mid Cap Value Fund Class A 65,200 16.89 65,200 22.07
VBINX - Vanguard Balanced Index Fund Investor Shares 60,831 16.88 60,831 22.08
VITNX - Vanguard Institutional Total Stock Market Index Fund Institutional Shares 58,104 16.88 58,104 22.06
QCEQRX - Equity Index Account Class R1 46,930 16.90 46,930 22.08
Securian Funds Trust - SFT Ivy Small Cap Growth Fund 45,693 16.90 60,451 22.07
NSIDX - Northern Small Cap Index Fund 45,015 16.88 47,615 22.07
QCSTRX - Stock Account Class R1 44,630 16.89 73,784 22.06
EQ ADVISORS TRUST - EQ/Small Company Index Portfolio Class IA 44,400 16.89 44,400 22.07
SMVIX - Simt Small Cap Value Fund Class I 43,992 16.89 59,909 22.07
EQ ADVISORS TRUST - EQ/AB Small Cap Growth Portfolio Class IA 41,800 16.89 41,800 22.08
EQ ADVISORS TRUST - ATM Small Cap Managed Volatility Portfolio Class K 36,617 16.88 36,617 22.07
DGRS - WisdomTree U.S. SmallCap Quality Dividend Growth Fund N/A 36,493 16.88 35,373 22.08
FISVX - Fidelity Small Cap Value Index Fund 33,709 16.88 54,613 22.06
RSVIX - RBC Small Cap Value Fund Class I 33,227 16.88 41,227 22.07
Brighthouse Funds Trust II - MetLife Russell 2000 Index Portfolio Class A 29,805 16.88 29,805 22.08
SPWIX - Simt Small Cap Growth Fund Class I 29,539 16.89 29,539 22.07
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 28,465 16.90 28,779 22.06
Guggenheim Variable Funds Trust - SERIES Q (SMALL CAP VALUE SERIES) A 25,944 16.88 25,944 22.09
GCASX - The Gabelli Small Cap Growth Fund Class A 25,000 16.88 25,000 22.08
PACIFIC SELECT FUND - Small-Cap Index Portfolio Class I 24,567 16.89 24,567 22.06
NORTHERN FUNDS - NORTHERN SMALL CAP CORE FUND Class K 23,772 16.91 23,772 22.08
IWV - iShares Russell 3000 ETF 21,605 16.89 21,677 22.05
JMCRX - James Micro Cap Fund 21,500 16.88 21,500 22.09
VYSVX - Vericimetry U.S. Small Cap Value Fund 20,260 16.88 20,260 22.06
SSMHX - State Street Small/mid Cap Equity Index Portfolio 20,177 16.90 18,977 22.08
BBVSX - Bridge Builder Small/Mid Cap Value Fund 18,252 16.87 28,879 22.06
JESIX - Small Cap Index Trust NAV 17,636 16.90 18,143 22.05
PEXMX - T. Rowe Price Extended Equity Market Index Fund 17,400 16.90 17,400 22.07
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 16,578 16.89 14,999 22.07
Gabelli Equity Trust Inc 16,000 16.88 16,000 22.06
POMIX - T. Rowe Price Total Equity Market Index Fund 15,400 16.88 15,400 22.08
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 14,530 16.86 14,301 22.10
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 14,200 16.90 14,400 22.08
JNL SERIES TRUST - JNL/DFA U.S. Small Cap Fund (A) 13,042 16.87 13,042 22.08
DTD - WisdomTree U.S. Total Dividend Fund N/A 12,566 16.87 11,990 22.10
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 12,302 16.91 12,805 22.10
Jnl Series Trust - Jnl/dfa U.s. Core Equity Fund (a) 11,432 16.88 11,432 22.04
BlackRock Variable Series Funds, Inc. - BlackRock Small Cap Index V.I. Fund Class I 10,125 16.89 10,125 22.02
USMIX - Extended Market Index Fund 9,948 16.89 10,057 22.07
PIBAX - PGIM BALANCED FUND Class A 8,560 16.94 9,760 22.03
SA FUNDS INVESTMENT TRUST - SA U.S. Small Company Fund 8,433 16.84 8,433 22.06
HSAFX - Hussman Strategic Allocation Fund 8,000 16.88 8,000 22.12
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 7,239 16.85 12,298 22.04
JOHN HANCOCK VARIABLE INSURANCE TRUST - Small Cap Opportunities Trust NAV 6,546 16.96 6,546 22.00
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 6,372 16.95 10,603 22.07
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 5,642 16.84 8,930 22.06
HCCEX - The Small Capitalization - Mid Capitalization Equity Portfolio HC Strategic Shares 5,444 16.90 5,444 22.04
TPSC - Timothy Plan US Small Cap Core ETF 5,384 16.90 5,945 22.04
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 4,793 16.90 4,019 22.14
RNSC - Small Cap US Equity Select ETF 4,226 16.80 4,367 21.98
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 3,803 16.83 4,095 21.98
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 3,765 17.00 4,434 22.10
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Small Cap Fund 3,567 16.82 3,567 22.15
TRZIX - T. Rowe Price Small-Cap Index Fund 3,263 16.86 3,063 22.20
ALLIANZ VARIABLE INSURANCE PRODUCTS TRUST - AZL DFA U.S. Core Equity Fund 2,788 16.86 2,788 22.24
SSUAX - Guggenheim Small Cap Value Fund A 2,657 16.94 2,657 22.21
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 2,579 17.06 2,510 21.91
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 2,527 17.02 76,727 22.07
QSMLX - AQR Small Cap Multi-Style Fund Class I 2,507 16.75 4,306 22.06
GMSMX - GuideMark(R) Small/Mid Cap Core Fund Service Shares 2,271 16.73 2,271 22.02
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 2,117 17.01 888 22.52
CSA - VictoryShares US Small Cap Volatility Wtd ETF 2,110 17.06 2,103 21.87
TLCHX - Social Choice Equity Fund 2,025 16.79 2,025 22.22
JETSX - Total Stock Market Index Trust NAV 1,878 17.04 1,878 21.83
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 1,583 17.06 6,370 22.14
TLSTX - Stock Index Fund 1,547 16.81 1,547 21.98
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 1,188 16.84 1,112 22.48
ROSC - Hartford Multifactor Small Cap ETF 1,006 16.90 1,078 22.26
RYRRX - Russell 2000 Fund Class A 599 16.69 600 21.67
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 378 15.87 451 22.17
Profunds - Profund Vp Ultrasmall-cap 307 16.29 430 20.93
Humankind Benefit Corp - Humankind US Stock ETF 300 16.67 291 20.62
Profunds - Profund Vp Small-cap 260 15.38 270 22.22
RYMKX - Russell 2000 1.5x Strategy Fund Class H 181 16.57 214 23.36
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 4 728 21.98
Name Current Shares Current PPS Previous Shares Previous PPS
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 57 17.54 59 16.95
Name Shares Added Current Shares Current PPS Previous Shares Previous PPS Percent Increase
IWM - iShares Russell 2000 ETF 30,925 1,968,954 16.89 1,938,029 22.07 1.60
VTSMX - Vanguard Total Stock Market Index Fund Investor Shares 21,085 2,474,378 16.89 2,453,293 22.07 0.86
SBVAX - ClearBridge Small Cap Value Fund Class A 16,600 130,850 16.89 114,250 22.07 14.53
VEXMX - Vanguard Extended Market Index Fund Investor Shares 14,324 1,200,954 16.89 1,186,630 22.07 1.21
ITOT - iShares Core S&P Total U.S. Stock Market ETF 7,497 89,512 16.89 82,015 22.07 9.14
PSOPX - JPMorgan Small Cap Value Fund Class I 7,400 328,600 16.89 321,200 22.07 2.30
MXLSX - Great-West Loomis Sayles Small Cap Value Fund Investor Class 6,948 104,389 16.89 97,441 22.07 7.13
DES - WisdomTree U.S. SmallCap Dividend Fund N/A 4,712 151,235 16.89 146,523 22.07 3.22
JNL SERIES TRUST - JNL/RAFI Fundamental U.S. Small Cap Fund (A) 1,579 16,578 16.89 14,999 22.07 10.53
TIAA SEPARATE ACCOUNT VA 1 - Stock Index Account Teachers Personal Annuity Individual Deferred Variable Annuity 1,229 2,117 17.01 888 22.52 138.40
SSMHX - State Street Small/mid Cap Equity Index Portfolio 1,200 20,177 16.90 18,977 22.08 6.32
DGRS - WisdomTree U.S. SmallCap Quality Dividend Growth Fund N/A 1,120 36,493 16.88 35,373 22.08 3.17
SSTIX - State Street Total Return V.I.S. Fund Class 1 Shares 774 4,793 16.90 4,019 22.14 19.26
DTD - WisdomTree U.S. Total Dividend Fund N/A 576 12,566 16.87 11,990 22.10 4.80
JOHN HANCOCK VARIABLE INSURANCE TRUST - Strategic Equity Allocation Trust Series NAV 229 14,530 16.86 14,301 22.10 1.60
QUANTITATIVE MASTER SERIES LLC - Master Small Cap Index Series 205 133,366 16.89 133,161 22.07 0.15
TRZIX - T. Rowe Price Small-Cap Index Fund 200 3,263 16.86 3,063 22.20 6.53
VARIABLE INSURANCE PRODUCTS FUND II - Total Market Index Portfolio Initial Class 76 1,188 16.84 1,112 22.48 6.83
VARIABLE INSURANCE PRODUCTS FUND II - Extended Market Index Portfolio Initial Class 69 2,579 17.06 2,510 21.91 2.75
Humankind Benefit Corp - Humankind US Stock ETF 9 300 16.67 291 20.62 3.09
CSA - VictoryShares US Small Cap Volatility Wtd ETF 7 2,110 17.06 2,103 21.87 0.33
Name Reduced Shares Current Shares Current PPS Previous Shares Previous PPS Percent Decrease
FTHNX - Fuller & Thaler Behavioral Small-Cap Equity Fund Investor Shares 2,045,039 633,936 16.89 2,678,975 22.07 -76.34
IWN - iShares Russell 2000 Value ETF 368,212 497,090 16.89 865,302 22.07 -42.55
WSGRX - Ivy Small Cap Growth Fund Class R 241,421 542,403 16.89 783,824 22.07 -30.80
VSCVX - Victory Integrity Small-Cap Value Fund Class A 82,235 613,065 16.89 695,300 22.07 -11.83
JNL SERIES TRUST - JNL Multi-Manager Small Cap Growth Fund (A) 74,200 2,527 17.02 76,727 22.07 -96.71
QCSTRX - Stock Account Class R1 29,154 44,630 16.89 73,784 22.06 -39.51
FISVX - Fidelity Small Cap Value Index Fund 20,904 33,709 16.88 54,613 22.06 -38.28
SMVIX - Simt Small Cap Value Fund Class I 15,917 43,992 16.89 59,909 22.07 -26.57
Securian Funds Trust - SFT Ivy Small Cap Growth Fund 14,758 45,693 16.90 60,451 22.07 -24.41
BBVSX - Bridge Builder Small/Mid Cap Value Fund 10,627 18,252 16.87 28,879 22.06 -36.80
Brighthouse Funds Trust I - JPMorgan Small Cap Value Portfolio Class A 8,300 97,700 16.89 106,000 22.07 -7.83
RSVIX - RBC Small Cap Value Fund Class I 8,000 33,227 16.88 41,227 22.07 -19.40
EES - WisdomTree U.S. SmallCap Fund N/A 7,409 89,741 16.89 97,150 22.07 -7.63
EQ ADVISORS TRUST - 1290 VT Small Cap Value Portfolio Class IB 5,059 7,239 16.85 12,298 22.04 -41.14
CSF - VictoryShares US Discovery Enhanced Volatility Wtd ETF 4,787 1,583 17.06 6,370 22.14 -75.15
PACIFIC SELECT FUND - Small-Cap Equity Portfolio Class I 4,231 6,372 16.95 10,603 22.07 -39.90
PACIFIC SELECT FUND - PD Small-Cap Value Index Portfolio Class P 3,288 5,642 16.84 8,930 22.06 -36.82
NSIDX - Northern Small Cap Index Fund 2,600 45,015 16.88 47,615 22.07 -5.46
QSMLX - AQR Small Cap Multi-Style Fund Class I 1,799 2,507 16.75 4,306 22.06 -41.78
NOSGX - Northern Small Cap Value Fund 1,780 138,755 16.89 140,535 22.07 -1.27
PIBAX - PGIM BALANCED FUND Class A 1,200 8,560 16.94 9,760 22.03 -12.30
AXVNX - Acclivity Small Cap Value Fund Acclivity Small Cap Value Class N Shares 724 4 728 21.98 -99.45
NVSOX - Wells Fargo Disciplined Small Cap Fund Administrator Class 669 3,765 17.00 4,434 22.10 -15.09
TPSC - Timothy Plan US Small Cap Core ETF 561 5,384 16.90 5,945 22.04 -9.44
JESIX - Small Cap Index Trust NAV 507 17,636 16.90 18,143 22.05 -2.79
DEUTSCHE DWS INVESTMENTS VIT FUNDS - DWS Small Cap Index VIP Class A 503 12,302 16.91 12,805 22.10 -3.93
USVM - VictoryShares USAA MSCI USA Small Cap Value Momentum ETF 314 28,465 16.90 28,779 22.06 -1.09
EQ ADVISORS TRUST - EQ/Franklin Small Cap Value Managed Volatility Portfolio Class IA 292 3,803 16.83 4,095 21.98 -7.13
JPMORGAN INSURANCE TRUST - JPMorgan Insurance Trust Small Cap Core Portfolio Class 2 200 14,200 16.90 14,400 22.08 -1.39
RNSC - Small Cap US Equity Select ETF 141 4,226 16.80 4,367 21.98 -3.23
Profunds - Profund Vp Ultrasmall-cap 123 307 16.29 430 20.93 -28.60
USMIX - Extended Market Index Fund 109 9,948 16.89 10,057 22.07 -1.08
RYRUX - Russell 2000 2x Strategy Fund A-Class Shares 73 378 15.87 451 22.17 -16.19
ROSC - Hartford Multifactor Small Cap ETF 72 1,006 16.90 1,078 22.26 -6.68
IWV - iShares Russell 3000 ETF 72 21,605 16.89 21,677 22.05 -0.33
RYMKX - Russell 2000 1.5x Strategy Fund Class H 33 181 16.57 214 23.36 -15.42
Profunds - Profund Vp Small-cap 10 260 15.38 270 22.22 -3.70
RYDEX VARIABLE TRUST - Russell 2000(R) 1.5x Strategy Fund Variable Annuity 2 57 17.54 59 16.95 -3.39
RYRRX - Russell 2000 Fund Class A 1 599 16.69 600 21.67 -0.17
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Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I
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